Smart Consulting

Capital Markets & SEBI

What is a capital market?

A capital market is a financial market where buyers and sellers trade financial assets like stocks, bonds, and currencies

Capital markets help small businesses grow and entrepreneurs start ther businesses

What does SEBI do?

SEB regulates market entities, including intermediaries to ensure fair practices

SEB promotes market development and investor confidence

SEB maintains market integrity and curbs malpracticeske insider trading and market manipulation

SEB creates an environment that encourages the order growth of the capta market

As a Consultant we provide :-

Regulatory Compliance Advisory: Providing guidance on interpreting and adhering to SEBI regulations across various aspects like IPOs, right issues, buybacks, delisting, substantial acquisition of shares, and insider trading laws.

Legal Opinion and Drafting: Offering legal opinions on complex SEBI related issues and drafting necessary legal documents like disclosure documents, agreements, and applications to SEBI.

Representation before SEBI: Representing clients before SEBI in investigations, adjudication proceedings. and appeals related to regulatory violations. 8

Due Diligence and Transaction Support: Conducting legal due diligence on capital market transactions and providing advisory support during mergers and acquisitions.

Training and Awareness Programs: Educating clients on SEBI regulations and Lest practices for compliance a